Anchor BanCorp Wisconsin Inc.
|
Common Stock, $0.01 par value
|
032839102
|
December 31, 2015
|
CUSIP No. 032839102
|
13G
|
Page 2 of 14 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Capital LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
719,796
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
719,796
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
719,796
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.5% (1)
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IA
|
(1)
|
Based on 9,598,487 shares of common stock outstanding as of October 30, 2015, as the Issuer reported in its Form 10-Q filed with the SEC on November 5, 2015.
|
CUSIP No. 032839102
|
13G
|
Page 3 of 14 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Emanuel J. Friedman
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
719,796
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
719,796
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
719,796
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.5% (1)
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
|
(1)
|
Based on 9,598,487 shares of common stock outstanding as of October 30, 2015, as the Issuer reported in its Form 10-Q filed with the SEC on November 5, 2015.
|
CUSIP No. 032839102
|
13G
|
Page 4 of 14 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Financial Services Fund, LP
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
614,460
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
614,460
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
614,460
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.4% (1)
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
(1)
|
Based on 9,598,487 shares of common stock outstanding as of October 30, 2015, as the Issuer reported in its Form 10-Q filed with the SEC on November 5, 2015.
|
CUSIP No. 032839102
|
13G
|
Page 5 of 14 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Financial Services GP, LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
614,460
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
614,460
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
614,460
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.4% (1)
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
(1)
|
Based on 9,598,487 shares of common stock outstanding as of October 30, 2015, as the Issuer reported in its Form 10-Q filed with the SEC on November 5, 2015.
|
CUSIP No. 032839102
|
13G
|
Page 6 of 14 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Financial Opportunities Master Fund, LP
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
CUSIP No. 032839102
|
13G
|
Page 7 of 14 Pages
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
EJF Financial Opportunities GP, LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
|
5
|
SOLE VOTING POWER
0
|
BENEFICIALLY
OWNED BY
|
6
|
SHARED VOTING POWER
0
|
EACH
REPORTING
|
7
|
SOLE DISPOSITIVE POWER
0
|
PERSON
WITH
|
8
|
SHARED DISPOSITIVE POWER
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)o
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
(i)
|
EJF Capital LLC;
|
(ii)
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Emanuel J. Friedman;
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(iii)
|
EJF Financial Services Fund, LP (the “Financial Services Fund”);
|
(iv)
|
EJF Financial Services GP, LLC;
|
(v)
|
EJF Financial Opportunities Master Fund, LP (the “Financial Opportunities Fund”); and
|
(vi)
|
EJF Financial Opportunities GP, LLC.
|
(a)
|
Amount beneficially owned:
|
|
See Item 9 of the attached cover pages.
|
||
(b)
|
Percent of class:
|
|
See Item 11 of the attached cover pages.
|
||
(c)
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Number of shares as to which such person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
|
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See Item 5 of the attached cover pages.
|
||
(ii)
|
Shared power to vote or to direct the vote:
|
|
See Item 6 of the attached cover pages.
|
||
(iii)
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Sole power to dispose or to direct the disposition:
|
|
See Item 7 of the attached cover pages.
|
||
(iv)
|
Shared power to dispose or to direct the disposition:
|
|
See Item 8 of the attached cover pages.
|
EJF CAPITAL LLC
|
|||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EMANUEL J. FRIEDMAN
|
|||
By:
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/s/ Emanuel J. Friedman
|
||
Name:
|
Emanuel J. Friedman
|
||
EJF FINANCIAL SERVICES FUND, LP
|
|||
By:
Its:
|
EJF FINANCIAL SERVICES GP, LLC
General Partner
|
||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL SERVICES GP, LLC
|
|||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL OPPORTUNITIES MASTER FUND, LP
|
|||
By:
Its:
|
EJF FINANCIAL OPPORTUNITIES GP, LLC
General Partner
|
||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL OPPORTUNITIES GP, LLC
|
|||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF CAPITAL LLC
|
|||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EMANUEL J. FRIEDMAN
|
|||
By:
|
/s/ Emanuel J. Friedman
|
||
Name:
|
Emanuel J. Friedman
|
||
EJF FINANCIAL SERVICES FUND, LP
|
|||
By:
Its:
|
EJF FINANCIAL SERVICES GP, LLC
General Partner
|
||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL SERVICES GP, LLC
|
|||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL OPPORTUNITIES MASTER FUND, LP
|
|||
By:
Its:
|
EJF FINANCIAL OPPORTUNITIES GP, LLC
General Partner
|
||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|
EJF FINANCIAL OPPORTUNITIES GP, LLC
|
|||
By:
Its:
|
EJF CAPITAL LLC
Sole Member
|
||
By:
|
/s/ Neal J. Wilson
|
||
Name:
|
Neal J. Wilson
|
||
Title:
|
Chief Operating Officer
|